Since its enactment in 2015, Regulation A has offered an exemption from registration requirements for smaller companies that want to raise equity capital through a public offering of securities. Instituted by the Securities Act, Regulation A creates two tiers of public offerings. Each comes with distinctly different reporting and disclosure requirements as well as separate ceilings for the value of securities that can be issued in any given year.

The Reg A Conference dives into these topics with a deep bench of experts who know securities offerings and how to put these particular deals together. Hear from executives who’ve steered their companies through Reg A offerings, as well as legal experts, investment bankers and accountants who help ensure optimal results. Whether you’re an investor or an executive looking to raise capital at lower cost – and without leaping through the regulatory hoops of a traditional IPO, The Reg A Conference delivers the information you need along with unparalleled networking opportunities to meet the professionals who can help you succeed.

The Reg A Conference dives into these topics with a deep bench of experts who know securities offerings and how to put these particular deals together. Hear from executives who’ve steered their companies through Reg A offerings, as well as legal experts, investment bankers and accountants who help ensure optimal results. Whether you’re an investor or an executive looking to raise capital at lower cost – and without leaping through the regulatory hoops of a traditional IPO, The Reg A Conference delivers the information you need along with unparalleled networking opportunities to meet the professionals who can help you succeed.

Hosted By

For the first time, the 2019 Reg A Conference will include 1-on-1 meetings scheduled through our event app, allowing you to connect with conference attendees even before the event.

Hands down, this will be the most comprehensive forum to discuss Regulation A. You can count on expert commentary and insights, the best networking, and now private one-on-one meetings to maximize your business development.

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Who's Attending

The Reg A Conference is the largest gathering of deal-makers and companies interested in networking and discussion of Regulation A.

  • Reg A Investors
  • Investment Bankers
  • Fund Managers
  • Reg A Sponsors and Management
  • Private Equity & Hedge Funds
  • Underwriter and Issuer Counsel
  • Structured Finance Investors
  • Deal Advisors
  • Accountants
  • Investor Relations Professionals

Education

Discussion of legal issues, finance trends, and marketing techniques.

Networking

Surround yourself with thought-leaders in the industry.

Ideas

Innovative ideas from a roster of investors, bankers, and lawyers.

The Agenda

At DealFlow Events, we program every conference for maximum value. All of our panelists and presenters are carefully vetted to ensure programming content comes from experts in their respective fields. No fluff. No filler. DealFlow Events deliver real value, with substantive panel discussions and unparalleled networking opportunities.

Comprehensive Content & Innovative Ideas

The Reg A Conference delivers the information you need along with unparalleled networking opportunities to meet the professionals who can help you succeed.

Breakfast

07:30 AM

Opening Remarks

Steven Dresner

DealFlow Financial Products

08:35 AM

Navigating the STO Minefield (Presentation)

  • Emerging trends in the regulatory/processing aspects of STOs
  • Key learnings on what issuers need to consider in structuring the offering
  • Choosing an ecosystem for the securities

Joan Dromey

Computershare

08:50 AM

The Reg A Deal and Compliance Time & Cost (Panel)

  • Timeframe for testing, staging and completing the Reg A deal
  • Cost variables to prepare for
  • SEC filing requirements
  • Securing the right outside help

Robert Weiss

Wilmington Trust

Brian Korn

Manett, Phelps & Phillips, LLP

Louis Taubman

Hunter Taubman Fischer & Li

09:15 AM

Regulation A: An Alternative to PIPES and Follow-ons (Presentation)

  • How a Reg A offering can achieve capital raising results without the high cost of pursuing a follow-on or private investment in public equity

Sara Hanks

CrowdCheck

10:05 AM

Networking Break

10:25 AM

The Future of Regulation A (Panel)

  • Majority of Reg A capital raising is Tier 2
  • SEC review maximum raise only every two years
  • Growing the number of companies that eventually list on an exchange
  • Will the SEC further relax the rules to let in more reporting companies?

Steven Nelson

Continental Stock Transfer & Trust

Dina Ellis Rochkind

Paul Hastings

Jillian Sidoti

Crowdfunding Lawyers Trowbridge Sidoti

Marc Deschenaux

Deschenaux, Hornblower & Partners , LLP

10:45 AM

Don’t Blame it on Reg A: A Look at Valuations (Fireside)

  • Reg A isn’t the problem. Unrealistic valuations by issuers and underwriters are leading to poor post-offering stock performance

Louis Bevilacqua

Bevilacqua PLLC

Gordon McBean

Cambria Capital

11:30 AM

Where has Reg A+ gone right? (Presentation)

  • Recent SEC enforcement actions against clearing firms and other market participants seems to contradict its stated position of promoting small cap financing options

David Feldman

Duane Morris

11:55 AM

Lunch

12:15 PM

Investor Acquisition and the Reg A Deal (Presentation)

  • Reaching retail investors, qualified institutional buyers and institutional accredited investors for emerging growth companies

Andrew Corn

E5A Integrated Marketing

01:00 PM

Networking Break

02:25 PM

Security Tokens, Reg A, Liquidity and Payments Law (Panel)

  • Navigating the labyrinth of SEC regs
  • Tokenization of Securities
  • Market liquidity and STOs
  • Asset tokens vs. Payment Tokens

Felix Shipkevich

Shipkevich PLLC

Zachary Fallon

Blakemore Fallon and Ketsal Consulting

J. Martin “Marty” Tate

Carman Lehnhof Israelsen

Michael Selig

Perkins Coie LLP

02:50 PM

Getting Traded on OTC (Presentation)

  • The VP of OTC Markets outlines the process for trading on the market

Rachel Nussbaum

OTC Markets

03:40 PM

Advertising the Reg A Deal (Panel)

  • What may be said about the offer (and how to say it)
  • Effective promotional strategies
  • Testing the waters: a powerful feedback tool

Mark Roderick

Flaster Greenberg

Nick Bhargava

Groundfloor

Bonnie Roe

Cohen & Gresser

Gene Massey

MediaShares

04:05 PM

New Ways That Reg A+ is Expanding Access to Growth Capital (Panel)

  • When doing a Reg A+ each year is better than an IPO
  • Raising more than $50M
  • Venture Lending
  • Biotech
  • Improving post-raise liquidity
  • Update on Reg A+ Metrics

Rod Turner

Manhattan Street Capital

Gerald Ellenburg

KGEM Golf, Inc / GolfSuites, ERC Homebuilders, Inc.

Jim Segermark

InSitu Biologics

Todd Kornfeld

Pepper Hamilton LLP

04:45 PM

Closing Remarks

Steven Dresner

DealFlow Financial Products

05:35 PM

Cocktails & Reception Hosted by CrowdCheck

05:45 PM

Register Today.

Corporate Sponsors

Our sponsors are thought-leaders in the alternative finance industry. Corporate sponsorship provides unmatched exposure during a lengthy promotional campaign and the conference itself. Benefits include pre-conference publicity, logo and literature placement, exhibit space, online ad placement, and complimentary registration.

To become a sponsor, contact Charlie Napolitano at (516) 876-8006 extension 20 or charlie@dealflow.com.

Cocktail Reception Sponsor

Silver Sponsors

Promotional Sponsor

Venue

TKP New York Conference Center

The TKP New York Conference Center is conveniently located within walking distance of Grand Central Terminal, the Port Authority Bus Terminal, and Penn Station.

For this event, we have contracted the entire 2nd floor to accommodate our attendees and sponsors.

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Venue

TKP New York Conference Center

The TKP New York Conference Center is conveniently located within walking distance of Grand Central Terminal, the Port Authority Bus Terminal, and Penn Station.

For this event, we have contracted the entire 2nd floor to accommodate our attendees and sponsors.

REGISTER

Memories from The Reg A Conference 2018

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